Legal Disclaimer

UTI Alternatives Pvt. Ltd. (‘UAPL’, formerly known as UTI Capital Pvt. Ltd.) is Investment Manager of Category II Alternative Investment Fund, under Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012.This material does not constitute an offer to sell or a solicitation of an offer to buy Units of the Scheme or any other scheme of the Fund. This material is subject to and qualified fully by the Scheme’s private placement memorandum, contribution agreement(s) and related documentation (collectively referred to herein as the “Offering Documents”). An offer or solicitation will be made only through the Offering Documents and will be subject to the terms and conditions contained in such documents.

This material is for informational purposes only and should not be construed as legal, tax, investment or other advice. This material is prepared by UAPL strictly for the specified audience and is not intended for distribution to public and is not to be disseminated or circulated to any other party outside of the intended purpose. The data/statistics are given to explain general market trends in the securities market; it should not be construed as any research report/research recommendation. The information contained herein is confidential information regarding the Scheme and its affiliates. By accepting this information, the recipient agrees that it will, and it will cause its directors, partners, officers, employees, attorney(s), agents and representatives, to use the information only to evaluate its potential interest in the investments and strategies described herein and for no other purpose and will not divulge any such information to any other party. Any reproduction of this information, in whole or in part, is prohibited. These contents are proprietary information and products may not be reproduced or disseminated in whole or part without the prior written consent of the same. Although this presentation has been prepared from public and private sources and data we believe to be reliable. We make no representation as to its accuracy, reasonableness and / or completeness. We have no obligation (express or implied) to update any or all of the information contained herein or to advise you of any changes; nor do we make any express or implied warranties or representations as to the completeness or accuracy or accept responsibility for errors. The information presented is for illustrative purposes only and does not constitute an exhaustive explanation of the investment process, investment strategies or risk management of the Scheme.

In the event this information is inconsistent or contrary to the descriptions or terms of the Offering Documents, the Offering Documents shall prevail. Interests in the Scheme are privately offered to contributors who satisfy the eligibility criteria described in the Offering Documents. We have included statements / opinions / recommendations in this document, which contain words, or phrases such as “will”, “expect”, “should”, “believe” and similar expressions or variations of such expressions that are “forward looking statements”. Actual results may differ materially from those suggested by the forward looking statements. All performance and risk targets contained herein are subject to revision and are provided solely as a guide to current expectations. There can be no assurance that the Scheme or any other product described herein will achieve any targets or that there will be any return on capital. All figures and other data given in this document are dated and the same may or may not be relevant in future. Contributors are advised to consult their own legal, tax and financial advisors to determine possible tax, legal and other financial implication or consequence of subscribing to the units of the Scheme. Names of the securities/companies used in the document may or may not form part of the Scheme’s portfolio as on the date of issuance of this material. The Fund and securities investments are subject to significant risks, including market risks and risks from the use of leverage. An investment in the Scheme will be subject to a variety or risks (which are described in the Offering Documents) and there can be no assurance that the Scheme’s investment objective will be met or that the Scheme will not incur losses.

Contributors should consider investments into the Scheme as a supplement to an overall investment program. Contributors could lose some or all of their investment. Interests in the Scheme are not deposits or obligations of, or guaranteed or endorsed by, any bank or other insured depository institution, and are not federally insured by any governmental agency. There is no assurance or guarantee that the objectives of the Fund or its particular scheme will be achieved. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of the Fund will be profitable or equal to corresponding indicated performance levels. No client or prospective client should assume that any information presented in this material as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional. The facts/figures used in this material are strictly for general information purposes of the intended recipients. Any reliance the recipient may place on such information is therefore strictly at his / her / their own risk. Contributors or potential contributors are requested to read and understand the contents of the Offering Documents, including annexures and addendums thereto, before investing. The sector(s)/ stock(s)/ issuer(s) mentioned in this presentation do not constitute any research report/ recommendation of the same and the Fund may or may not have any future position in these sector(s)/ stock(s)/ issuer(s).The distribution of this material may be restricted in certain jurisdictions. The above information is for general guidance only, and it is the responsibility of any person or persons in possession of this material to inform themselves of, and to observe any such restrictions, all applicable laws and regulations of any relevant jurisdiction, including of any applicable legal requirements, exchange control regulations and taxes in the countries of their respective citizenship, residence or domicile.